Early Empire (221 B.C. – A.D. 280)

 

General


a. Reference


Bielenstein, Hans H. The Bureaucracy of Han Times. Cambridge: Cambridge University Press, 1980.  Includes an extensive list of translated official titles for the early empire. Renderings are based upon those of Homer H. Dubs. (See below.)

Early China. Journal of the Society for the Study of Early China.  Published annually. Covers period from prehistory through Han. Contains abstracts of Ph.D. dissertations; an annual bibliography of monographs, articles and reviews; and the annual Shigaku zasshi bibliographical articles on Japanese scholarship on early China (except 1987-1991; see next entry). The Society's website contains information on the Society and its publications, an extensive bibliography of materials in Western languages, and links to related sites. Extremely useful.  http://www.earlychina.org 

Japanese Scholarship on Early China, 1987-1991:  Summaries from Shigaku Zasshi.  Early China Special Moniograph Series No. 6.  Ed. Lothar von Falkenhausen.  Berkeley: Institute of East Asian Studies, 2002.  Translated summaries of  Japanese scholarship on early China from Shigaku Zasshi for the period not covered in Early China.  See preceding entry.

Han Dynasty History Project. "Official Titles of the Han Dynasty: A Tentative List" mimeo. Seattle: University of Washington, n.d.
A working list developed for the now defunct Han Project at the University of Washington. Contains some titles not found in Bielenstein or Hucker. Renderings are based on Dubs.   Downloadable copy at http://e-asia.uoregon.edu/homer/

Honey, David B. Incense at the Altar:  Pioneering Sinologists and the Development of Cllassical Chinese Philology.  New Haven:  American Oriental Society, 2001.  An introduction (and paean) to early Western sinologists emphasizing the important contributions of those who based their studies on solid textual work.  The work of many of these men (e.g., Pelliot and Maspero) on Early Imperial China is stilled unsurpassed and should be consulted by beginning and experienced researchers alike.  Many of these works are available on line at the
Les classiques des sciences sociales web site described below.  See also the review by Edwin G. Pulleyblank, JAOS 122(.3 (Jul.-Sept. 2002): 620-4.

Hucker, Charles O. A Dictionary of Official Titles in Imperial China. Stanford: Stanford University Press, 1985.
Gives renderings into English of Official titles for all of imperial China from the Qin through the Qing. There are brief introductory essays describing bureaucratic institutional developments for each period. Renderings tend to be functional rather than literal, which makes them quite different from those based on Dubs' renderings (see below) and inclined to change as the functions of the office changed through time.  Rev. Hans Bielenstein, HJAS 46 2 (Dec.1986):611-8.

Loewe, Michael. A Biographical Dictionary of the Qin, Han and Xin Periods, 221 BC - AD 24. Leiden: E.J. Brill, 2000.
A magisterial work that in addition to extraordinary biographical entries includes other useful reference information on Han administration, genealogical tables, etc. There is a list official titles that are modified and improved over those of Dubs. 

_______. “The History of Early Imperial China: The Western Contribution.” In Europe Studies China: Papers from an International Conference on the History of European Sinology, ed by Ming Wilson and John Cayley. London: Han-Shan Tang Books, 1995, 245-63. Discussion of the main problems, directions, themes and challenges of studying of researching the Han. A bit dated but still useful to anyone entering the field.

_______. “Introduction: The History of the Early Empires.”  In Divination, Mythology and Monarch in Han China. University of Cambridge Oriental Publications 48. Cambridge: Cambridge University Press, 1994., 1-37.  Complementary to, and more detailed than, the foregoing.  An excellent description of the state of the field of Qin-Han studies as of 1994 covering important works, discoveries and directions for future research. 

Loewe, Michael, ed. Early Chinese Texts: A Bibliographical Guide.  Early China Special Monograph Series no. 2. Berkeley: The Society for the Study of Early China and The Institute of East Asian Studies at the University of California, Berkeley, 1993.
Extremely useful introductions to Han and Pre-Han texts written by specialists on the texts covered.

Nienhauser, William H., Jr. et al., eds. The Indiana Companion to Traditional Chinese Literature. vol. 1. Rev. ed. Taipei: Southern Materials Center, 1986.  Review article: David R, Knechtges and Taiping Chang. "Notes on a Recent Handbook on Chinese Literature," JAOS 107.2 (April 1987):293-304.

_______. The Indiana Companion to Traditional Chinese Literature. vol. 2. Bloomington: Indiana University Press, 1998. 

Shaughnessy, Edward L. , ed.  New Sources of Early Chinese History:  An Introduction to the Reading of Inscriptions and Manuscripts.  Berkeley:  Early China Special Monograph Series no. 3. Berkeley: The Society for the Study of Early China and The Institute of East Asian Studies at the University of California, Berkeley, 1997.  This is a complement to the Loewe Early Chinese Texts.  An invaluable review article is Enno Giele.  "Early Chinee Manuscripts: Including Addenda and Corrigenda to New Sources of Early Chinese History:  An Introduction to the Reading of Inscriptions and Manuscripts,"  EC 23-24 (!998-99): 246-337.

Schipper, Kristofer and Franciscus Verellen, eds.  The Taoist Canon: A Historical Companion to the Daozang .  3 vols. Chicago: University of Chicago Press, 2004.   Rev.  Judith Magee Boltz.  TP 92 (2006): 495-511.  Part 1 of Volume 1(pp. 55-208) covers the Eastern Zhou through the Six Dynasties, and Volume 3 contains biographies and bibliography for the same periods.

Thote, Alain. “Paul Pelliot: A Bridge between Western Sinology and Chinese Scholarship,” Orientations 26.6 (1995): 38-45.

Wilkinson, Endymion. Chinese History: A Manual. Revised and enlarged. Harvard-Yenching Institute Monograph Series. Cambridge: Harvard University Center, 2000.  The work is a must for anyone researching early imperial China (or any other period, for that matter). Chapter 44 introduces primary sources for the Qin-Han period, and chapter 45, for the Wei, Jin, Nan-Bei chao period. 

Zhang, Yonglu 张永禄,ed. Han dai Chang'an ci dian 汉代长安词典 [Dictionary on Han Time Chang'an]. Xi'an di fang zhi cong shu 西安地方志丛书. Xi'an: Shanxi ren min chu ban she, 1993.  The title is somewhat misleading, since this volume contains entries pertaining to Chang'an from the Qin to the beginning of the Tang -- indeed, even later, if one counts the entries for later works relating to the city and its environs.

Ancient Chinese Civilization: Bibliography of Materials in Western Languages. Website. Compiled by Paul R. Goldin of the University of Pennsylvania for the Society for the Study of Early China.  This bibliography aims to be inclusive from the Bronze Age through the pre-Buddhist era and contains more than 7200 entries. It is regularly updated. Organized in alphabetical order by authors' last names.  Professor Goldin's home page contains some other valuable references.   http://paulrgoldin.com/

Database of Early Chinese Manuscripts. Web site. Constructed by Dr.Enno Giele of the University of Muenster. The Database of Early Chinese Manuscripts consists of two HTML files, one a list of 158 SITES (sites.htm) that have yielded manuscript materials, the other a list of 287 Manuscripts (mss.htm). http://www.lib.uchicago.edu/earlychina/res/databases/decm/

Hong Kong Journals On-Line.  Web site.  Description from the site. "Hong Kong Journals Online (HKJO) is a full-text image database providing access to selected academic and professional journals, both in English and Chinese, published in Hong Kong." Some of the journals included in this database contain important articles on Early Imperial China. http://sunzi1.lib.hku.hk/hkjo/index.jsp

Jian bo yanjiu wang zhan 简帛研究网站 (Bamboo Strips and Silk Documents Research). Web site. An invaluable site for the study and use of documents on bamboo or silk from the early imperial period. The site includes links to related sites and data bases, as well as original articles. http://www.jianbo.org/

Silk Road Seattle. Web site.  Maintained by the Simpson Center for the Humanities at the University of Washington. "Silk Road Seattle is an ongoing public education project using the "Silk Road" theme to explore cultural interaction across Eurasia from the beginning of the Common Era (A. D.) to the Seventeenth Century. Our principal goal is to provide via the Internet materials for learning and teaching about the Silk Road. Much is available here already: historical texts, well illustrated web pages on historic cities and architecture and on traditional culture of the Central Asian nomads, extensive annotated bibliographies of resources, an electronic atlas, and a stunning virtual art exhibit drawing on museum collections from around the world." This site links to a broad range of primary and secondary materials and is useful for all levels from K-12 to advanced researchers. Maps. Links. Texts. Illustrations. Maps. Timelines. http://depts.washington.edu/uwch/silkroad/index.html/

Shixue lianxian 史學連缐 (Historiography Connection). Web site. Chinese. This site, maintained by the Institute of History and Philology of the Academia Sinica provides links to a host of resources and organizations on history in general and on Chinese history in particular. The Chinese History Division contains sections on Qin-Han and on Wei Jin Nan-Bei chao history. http://saturn.ihp.sinica.edu.tw/%7Eliutk/shih/

Guoxue.com  Website. In Chinese and focused on the PRC, this is an incredibly rich site that includes links to data bases (e.g., the twenty-five dynastic histories), reference materials, articles and discussion groups. It also contains information on current research trends, new publications, and the activities of different schools and institutes. This site is very much worth consulting by anyone working in Early Imperial or Early Medieval China. http://guoxue.com/

Les classiques des sciences sociales. Web site. Go to this site, which is owned by the Université du Québec à Chicoutimi, and perform a search on “chine” This will take you to a page with downloadable versions of many of the most important works of early French Sinologists, including Biot, Chavannes, Cordier, Couvreur, Granet, Grousset, Maspero and Wieger. Some work by DeGroot and Duyvendak is also included. A real treasure. http://classiques.uqac.ca/

Xiangyata 象牙塔. Web site. An extraordinarily rich site for early Chinese history. Contains news of the field, scholarly articles, new on new publications, and links to useful sites. Should be consulted by anyone doing research on the period. http://www.xiangyata.net/

Zhongguo lidai nianhao suoyi biao 中国历代年号索引表 [Concordance of Chinese Reign Titles Through History]. Web site.  http://www.cnread.net/cnread1/lszl/y/yiming/qt/003.htm

Zhongguo lishixue nianjian 中国历史学年鉴 [Chinese Historical Studies Annual]. Published since 1980.  Contains overviews for the year broken down by historical period, reports on conferences, archeological discoveries, bibliographies, and news of the field. Very useful.

Zhongguo shi yanjiu dongtai 中国史研究动态 [ English title: Trends of Recent Researches on the History of China].
Published monthly by the History Institute of the Chinese Academy of Social Sciences. Carries an annual overview of research on Qin-Han history as well as notices of conferences and new publications. Very useful.

Zhongguo qing-shao nian xin shiji du shu wang ["China Youth Readings Net"]. Website. Although this site is not intended for a scholarly readership, it does contain digital (and searchable) versions of a number of important texts from the Han-Tang period. For example, the section on thought includes Lu Jia's Xin yu, Jia Yi's Xin shu, Dong Zhongshu's Chunqiu fanlu, Liu Xiang's Shuo yuan & Xin xu, Yang Xiong's Fa yan, Huan Kuan's Yan tie lun, and Xun Yue's Shen Jian. The section on literature includes poetry and prose, and the section on historical materials has the standard histories and other materials. Simplified characters. http://blog.cnread.net/

b. History

Brandauer, Frederick P., and Chun-chieh Huang, eds. Imperial Rulership and Cultural Change in Traditional China. Seattle and London: University of Washington Press, 1994.  Articles on Han government, literature and historiography. 

He, Ziquan (Ho Tz'u-chuan) 何兹全.  He Ziquan wen ji 何兹全文集 [Collected Works of He Ziquan]. Beijing: Zhonghua shu ju, 2006.  A student of Tao Hsi-sheng 陶希聖 and a member of the Shihuo banyuekan 食或半月刊 group during the Thirties, He Ziquan has been a proponent of a version of the Asian mode of production. (See the next item.)  He has been very influential.

_____.  Zhongguo gu dai she hui. 中国古代社会.  Zhengzhou shi: Henan ren min chu ban she, 1991.  
 
Hsing I-tien (Xing Yitian) 邢義田. Qin Han shi lun gao 秦漢史論稿 [Draft Articles on Qin-Han History]. Taipei: Dongda tushu gongsi, 1987.

Lao, Gan 勞榦. Lao Gan xue shu lun wen ji 勞幹學術論文集 [Collected Scholarly Work of Lao Gan]. Taibei: Yiwen yinshuguan, 1976. Lao Gan was one of the World's leading and most prolific scholars on the Han.

Pirazzoli-t'Serstevens, Michèle.  The Han Dynasty. New York:  Rizzoli International Publications, 1982.

Ropp, Paul S., ed. Heritage of China: Contemporary Perspectives on Chinese Civilization. Berkeley: University of California Press, 1990. Offers several thoughtful articles on early imperial China by leading scholars.

Twitchett, Denis and Michael Loewe, eds. The Cambridge History of China. Vol. 1, The Ch’in and Han Empires (221 B.C..–A.D. 220). Cambridge: Cambridge University Press, 1986. Rev. Cho-yun Hsu, HJAS 48.2 (Dec., 1988):535-538.  Michael Loewe is the leading Western authority on the Han. (Denis Twitchett was a renowned authority on the Tang.) Loewe has been a prolific scholar; a
comprehensive bibliography of his publications may be found in "Publications of Michael Loewe," AM (third series) 14.2 (2001), 253-56.

Wang, Zhongshu. Han Civilization. New Haven and London: Yale University Press, 1982.  Makes extensive use of archeological data in describing the material culture of Han China.

Institut für Sinologie und Ostasienkunde WWU Münster. Web page of the Institute for Sinology and East Asian Culture at the University of Muenster, Germany. The “Reference” section includes a useful concordance to translated sections from the Shi ji and the Han shu. There are also brief descriptions of Han taxation and the Han system of social ranks. http://www.uni-muenster.de/Sinologie/

"Han Dynasty."  Web site. A collectively written article in the open content encyclopedia, Wikipedia, a work in progress whose quality depends on its contributors. Map. Chronology of reigns of emperors. Can be a handy reference, but should not be relied upon for class papers or serious research.  Those thinking of using this source should look at the discussions of it on H-Asia (www.h-net.org). http://en.wikipedia.org/wiki/Han_Dynasty

eMuseum @ Minnesota State University, Mankato. Web site. Brief overview descriptions of each dynasty, timeline and general maps. http://www.mnsu.edu/emuseum/prehistory/china/index.html


c. Government

Bielenstein, Hans H. The Bureaucracy of Han Times. Cambridge: Cambridge University Press, 1980.  This volume is intended to complement the author’s “The Restoration of the Han Dynasty, Volume VI: The Government.” Provides brief descriptions of most Han offices and the changes they underwent from Western to Eastern Han.  Includes a handy list of translations for most Han official titles based on Dubs.  

_____. "The Restoration of the Han Dynasty, Volume IV: The Government," BMFEA 51 (1971): 1-300.

Dubs, Homer H., et al. trans. "Introduction to the Tables of the Hundred Officials in the Ch'ien Han-shu."  Dubs' unpublished, meticulously executed and copiously annotated translation of Han shu 19A 白官公卿表.  An important complement to the foregoing works by Hans Bielenstein.  http://e-asia.uoregon.edu/homer/

Hucker, Charles O.  A Dictionary of Official Titles in Imperial China. Stanford: Stanford University Press, 1985.
Gives renderings into English of Official titles for all of imperial China from the Qin through the Qing. There are brief introductory essays describing bureaucratic institutional developments for each period.

Loewe, Michael. "The Orders of Aristocratic Rank of Han China." TP 48.1-3 (1960): 97-174.

_____. Records of Han Administration. 2 vols. Cambridge: Cambridge University Press, 1967-68. 

Schafer, Edward H. "Hunting Parks and Animal Enclosures in Ancient China," JESHO 11.3 (Oct. 1968): 318-43.

Yan Gengwang 嚴耕望. Liang Han taishou cishi shi biao 兩漢太守剌史表. [Table of Commandery Administrators and Regional Inspectors during the Han] 2nd. ed. Nangang: Academia Sinica, Institute of History and Philology, 1993.

_____. Zhongguo difang xingzheng zhidu shi ; Qin Han difang xingzheng zhidu 中國地方行政制度史: 秦漢地方行政制度.  [History of the Regional Administration of China: Qin-Han Regional Administration]. Nangang: Academia Sinica, Institute of History and Philology,1974. This is the essential starting point for research on Qin-Han local government.



d. Literature

Loewe, Michael, ed. Early Chinese Texts: A Bibliographical Guide. Early China Special Monograph Series no. 2. Berkeley: The Society for the Study of Early China and The Institute of East Asian Studies at the University of California, Berkeley, 1993.


    Classics:

Boltz, William G. “Chou Li.” In Loewe, Early Chinese Texts, 24–32.

Broman, Sven. “Studies on the Chou Li.” BMFEA 33 (1961):1–89.

Couvreur, Seraphim, trans. Tch’ouen ts’iou et tso tchouan: texte chinois avec traduction française. 3 vols. Hejian fu: Imprimerie de la mission catholique, 1914. 

Legge, James, et al. The Chinese Classics with a Translation, Critical and Exegetical Notes, Prolegomena and Copious Indexes. 5 vols.  Hong Kong:  University of Hong Kong, 1960. There are many editions and reprints of this.

Nylan, Michael. The Five "Confucian" Classics. New Haven & London: Yale University Press,  2001. Discusses role and understanding of the "Classics" during Han times. Rev. Robin McNeal. EC 29 (2004): 269-301.

    

    Historiography:

Beasley, W.G. and E.G. Pulleyblank, eds. Historians of China and Japan. London: School of Oriental and African Studies, 1961.

Bielenstein, Hans. The Restoration of the Han Dynasty, with Prolegomena on the Historiography of the Hou Han Shu. Göteborg: Elanders Boktryckeri Aktiebolag, 1953. Reprinted in BMFEA 26 (1954): 1-209.  Mainly discusses the Hou Han shu, but other Han works are touched on as well.

Chen, Shih-hsiang. “Review Article: An Innovation in Chinese Biographical Writing,” Far Eastern Quarterly 13.1 (Nov. 1953): 49-62.

Farmer, Michael J. “Qiao Zhou and the Historiography of Early Medieval Sichuan.” EMC 7 (2001), 39-77.

Franke, Herbert. “Some Remarks on the Interpretation of Chinese Dynastic Histories.” Oriens 3 (1950): 113-122.

Frankel, Hans H. Catalogue of Translations from the Chinese Dynastic Histories for the Period 220–960. Chinese Dynastic Histories Translations Supplement No. 1. Berkeley: University of California Press, 1957.

Gardner, Charles S. Chinese Traditional Historiography. Cambridge: Harvard University Press, 1961[1938] .

Gardiner, K.H.J. “Standard Histories, Han to Sui.” In Essays on the Sources for Chinese History. Edited by Donald D. Leslie, Colin Mackerras, and Gungwu Wang. Columbia: University of South Carolina Press, 1973. 

Kern, Martin. "The Poetry of Han Historiography,: EMC 10-11.1 (2004): 23-65.

Lian, Min  廉敏.  "2005, 2006 nian zhong Zhongguo guday shixueshi yanjiu" 2005, 2006 年中中国古代史学史研究 [Research on Ancient Chinese Historiography for The Years 2005, 2006 ],  Zhongguoshi yanjiu dongtai 中国史研究动态  2007.7:2-9.  Useful introduction to some of the new directions in Qing-Han and Wei Jin Nan-Bei chao historiography.

Li, Zongtong 李宗侗. Zhongguo shixue shi 中國史學史 [History of Chinese Historiography]. Yangmingshan, Taiwan: Huagang chubanbu, 1973.

Lu, Sheldon Hsiao-peng. From Historicity to Fictionality: The Chinese Poetics of Narrative. Stanford: Stanford University Press, 1994.

Ng, On-cho and Q. Edward Wang. Mirroring the Past: the Writing and Use of History in Imperial China. Honolulu: University of Hawai'i Press, 2005. A sweeping and superficial overview that must be used with great care.  Rev. T.H. Barrett. BSOAS 69.3 (2006):496-7;
Wm G. Crowell, EMC 12 (2006): 183-204.

Schaberg, David. “Song and the Historical Imagination in Early China,” HJAS 59.1 (June, 1999): 305-61. 

Schmidt-Glintzer, Helwig, ed. Das andere China: Festschrift für Wolfgang Bauer zum 65. Geburtstag. Wolfenbütteler Forschungen 62. Wiesbaden: Harrassowitz, 1995.  A number of stimulating articles by leading scholars on the Han in English as well as German.

Wu, Pei-yi. The Confucian's Progress: Autobiographical Writings in Traditional China. Princeton: Princeton University Press, 1990.


    Poetry/Rhapsody:

Egan, Charles H.  "Reconsidering the Role of Folk Songs in Pre-T'ang Yüeh-fu Development," TP 86.1-3 (2000):1-99.

Knechtges, David R. "Ssu-ma Hsiang-ju's 'Tall Gate Palace Rhapsody,'" HJAS 41.1 (June 1981): 47-64

_____, trans. Wen xuan, or Selections of Refined Literature. Volume 1, Rhapsodies on Metropolises and Capitals. Princeton: Princeton University Press, 1982. Masterfully translated, Prof. Knechtges' Wen xuan volumes should be consulted not only for the important works of literature it contains but for the discussions of genre and the copious notes which, with the excellent indexes, form an extremely useful reference to all manner of terms for the early imperial period.  Rev. Daniel Bryant. HJAS 44.1 (June 1984):249-57.

_____, trans. Wen xuan, or Selections of Refined Literature. Volume 2, Rhapsodies on Sacrifices, Hunting, Travel, Sightseeing, Palaces and Halls, Rivers and Seas. Princeton: Princeton University Press, 1987.  Rev. Daniel Bryant, HJAS 50.1, Jun., 1990 341-346.

_____. Wen xuan, or Selections of Refined Literature. Volume 3, Rhapsodies on Natural Phenomena, Birds and Animals, Aspirations and Feelings, Sorrowful Laments, Literature, Music, and Passions. Princeton: Princeton University Press, 1996 .  Rev. Wilt L. Idema, TP 85.4/5: 453-55.

e. Thought and Religion

Bodde, Derk. Festivals in Classical China: New Year and Other Annual Observances during the Han Dynasty. Princeton: Princeton University Press, 1975. Rev. Jack L. Dull. JAS 36.1 (Nov. 1976):124-6; Bodde rejoinder JAS 37.1 (Nov. 1977): 185-6.

Bokenkamp, Stephen R. Early Taoist Texts. Berkeley: University of California Press, 1997.

_____. “Taoist Literature, Part 1: Through the T’ang Dynasty." In The Indiana Companion to Traditional Chinese Literature, ed. William Nienhauser. Rev. ed. Taipei: Southern Materials Center, 1986, 1.138–152. 

Campany, Robert Ford. "The Meanings of Cuisines of Transcendence in Late Classical and Early Medieval China," TP 91.1-3 (2005):1-57.

Chan, Wing-tsit. A Source Book in Chinese Philosophy. Princeton: Princeton University Press, 1963.

Chen, Ligui, ed. 陳麗桂. Liang Han zhu zi yan jiu lun zhu mu lu, 1912-1996 兩漢諸子硏究論著目錄, 1912-1996. Taibei: Hanxue yanjiu zhongxin, 1998.  Contains 6809 items, mostly in Chinese but with some titles in Japanese and English. An extremely useful bibliography for Han thought, broadly defined. E.g., contains a section on Sima Qian.

China Confucianism Net. Web site. Maintained by the Chinese Philosophy Research Office of the Philosophy Department of Sichuan University. This site covers all aspects and periods of Confucianism and includes a number of articles on Confucianism of the early imperial period. There also links to electronic versions of the Confucian classics and other texts. A very useful site. http://www.confuchina.com/

Fung Yu-lan. A History of Chinese Philosophy, trans. by Derk Bodde. 2 vols. (Princeton: Princeton University Press 1952).  The classic study of the subject by one of the major 20th scholars of the history of Chinese thought.

Hsiao Kung-chüan. A History of Chinese Political Thought. Volume 1, From the Beginnings to the Sixth Century A.D. trans. by F. W. Mote (Princeton: Princeton University Press, 1979).  An important work. Mote studied under Hsiao and consulted with Hsiao in the course of the translation. Unfortunately only volume 1 was completed.
 
Loewe, Michael. Chinese Ideas of Life and Death: Faith, Myth and Reason in the Han Period (206 BC-AD 220). London: George Allen & Unwin, 1982.

_____. "State Funerals of the Han Empire," BMFEA 71 (1999):5-72.

_____. Ways to Paradise: The Chinese Quest for Immortality. London: George Allen & Unwin, 1979. 

Nielsen, Bent. A Companion to Yi jing Numerology and Cosmology.  Chinese Studies of Images and Numbers from Han (202 BCE-220 CE) to Song (960-1279 CE).  London: Routledge Curzon, 2003.  Rev. Marc Kalinowski, TP 90.4-5 (2004):471-4.

Poo, Mu-chou.  In Search of Personal Welfare, A View of Ancient Chinese Religion.  Albany: SUNY Press, 1998.  Rev. Marianne Bujard, TP 86. 1-3 (200):194-202.

Raz, Gil.  "Time Manipulation in Early Daoist Ritual: The East Well Chart and the Eight Archivists," AM 3rd series. 18.2 (20050; 67-102.

Rosemont, Henry, Jr., ed. Chinese Texts and Philosophical Contexts: Essays Dedicated to Angus C. Graham. La Salle, Ill.: Open Court, 1991. 

Schipper, Kristofer and Franciscus Verellen, eds.  The Taoist Canon: A Historical Companion to the Daozang .  3 vols. Chicago: University of Chicago Press, 2004.   Rev.  Judith Magee Boltz.  TP 92 (2006): 495-511.  Part 1 of Volume 1(pp. 55-208) covers the Eastern Zhou through the Six Dynasties, and Volume 3 contains biographies and bibliography for the same periods.

Schwartz, Benjamin I. The World of Thought in Ancient China. Cambridge, Mass.: Belknap Press, Harvard University Press, 1985.

Smith, Kidder, Jr., ed. Sagehood and Systematizing Thought in Warring States and Han China. Brunswick, Maine: Bowdoin College, Asian Studies Program, 1990. 

Soothill, William Edward.  The Hall of Light: A Study of Early Chinese Kingship. Lutterworth Library 38; Missionary Research Series 18.  London, 1951.

Strickmann, Michel, ed. Tantric and Taoist Studies in Honour of R.A. Stein. 3 vols. Mélanges chinois et bouddhiques 20-22 (1981-85).

Vervoorn, Aat. Men of the Cliffs and Caves: The Development of the Chinese Eremitic Tradition to the End of the Han Dynasty. Hong Kong: Chinese University Press, 1990. 

Yu, Ying-Shih. "'O Soul, Come Back!' A Study in The Changing Conceptions of The Soul and Afterlife in Pre-Buddhist China," HJAS 47.2 (Dec. 1987): 363-395.

f. Society

Ch’ü T’ung-tsu. Han Social Structure. Edited by Jack L. Dull. Seattle: University of Washington Press, 1972. Rev. article: Robert M. Somers. "The Society of Early Imperial China: Three Recent Studies." JAS 38.1 (Nov. 1978):127-42.

Kinney, Anne Behnke, ed. Chinese Views of Childhood. Honolulu: University of Hawaii Press, 1995.

_____. "Women in Ancient China." In Women's Roles in Ancient Civilizations: A Research Guide. Ed. Bella Vivante. Westport, Conn.: Greenwood, 1999.

Li, Chenyang, ed. The Sage and the Second Sex: Confucianism, Ethics, and Gender. Chicago and La Salle, Ill.: Open Court, 2000.

Loewe, Michael. Everyday Life in Early Imperial China during the Han Period, 202 B.C.-A.D. 220. London: Batsford, 1968; rpt., New York: Dorset, 1988. 

Pulleyblank, E.g. "Origins and Nature of Chattel Slavery in China," JESHO 1.2 (April 1958): 185-220.

Raphals, Lisa.  Sharing the Light: Representations of Women and Virtue in Early China.  Albany:  SUNY Press, 1998.  Rev. Roel Sterckx, Nan Nü 2.2 (200): 305-8.

Sun, E-tu Zen and John De Francis. Chinese Social History: Translations of Selected Studies. New York : Octagon Books, 1972 [1956].  Provides abridged translations of seminal articles in Chinese social history by pioneering modern Chinese historians. Though dated, these studies still merit consulting. 

Sun, Xiao and Pan Shaoping. “Order and Chaos: The Social Position of Men and Women in the Qin, Han and Six Dynasties Period.” In Jiayin Min, ed. The Chalice and the Blade in Chinese Culture: Gender Relations and Social Models. Beijing: China Social Sciences Publishing House, 1995, 226-69.

Utsunomiya Kiyoyoshi 宇都宮清吉. Kandai shakai keizaishi kenkyū 漢代社會經濟史研究 [Studies in the History of Han Society and Economy]. Tōkyō: Kōbundō Shobō,1967. A classic study.

Wilbur, Clarence Martin. Slavery in China during the Former Han Dynasty. Publications of the Field Museum of Natural History: Anthropological Series 34. Chicago, 1943. A pioneering study that is still useful. Contains translations of relevant primary source material.

g. Economy

Du You 杜佑 (735-812). Tong dian "Shi huo dian" 通典-食货典 [Comprehensive Institutions -- Section on Food and Money]
The is the section on economics from the famed encyclopedia compiled by the Tang scholar Du You. It is arranged chronologically and covers agriculture, money, salt and iron monopolies, irrigation, taxation, transportation, and population from the pre-imperial period up to Du's own time. Extremely useful. Simplified characters: http://www.cnread.net/cnread1/lszl/d/duyou/tdsh/index.html  Full character text can also be found on Scripta Sinica. (See below under Electronic Texts.) 

Elvin, Mark. "Three Thousand Years of Unsustainable Growth," EAH 6 (Dec. 1993): 7-46.

Hsu, Cho-yun. Han Agriculture: The Formation of Early Chinese Agrarian Economy (206 B.C.-A.D. 220). Ed. Jack L. Dull. Han Dynasty China 2. Seattle and London: University of Washington Press, 1980. Review article. Chi-yun Chen. "Han Dynasty China: Economy, Society and State Power. TP 70 (1984):127-48. Rev. Chauncey S. Goodrich. JAOS 103.4 (1983):804-6.

Loewe, Michael. "The Measurement of Grain during the Han Period." TP 49.1-3 (1961): 64-95.

Utsunomiya Kiyoyoshi 宇都宮清吉. Kandai shakai keizaishi kenkyū 漢代社會經濟史研究 [Studies in the History of Han Society and Economy]. Tōkyō: Kōbundō Shobō,1967. A classic study. 

h. Art and Archeology

A Bibliography of Materials Pertaining to the Kuo-tien and Shanghai Museum Manuscripts. Web site. Prepared by Paul R. Goldin. http://www.lib.uchicago.edu/earlychina/res/bib/manuscripts_bib.html

"Hamburg Tomb Text Workshop."  Special section of MS 51 (2003):401-628 containing a half dozen papers, with introduction, that were delivered at a workshop held at the University of Hamburg in June 2000 on textual materials found in in tombs. Contents include:

Richter, Matthias. "Hamburg Tomb Text Workshop."

Giele, Enno. "Using Early Chinese Manuscripts as Historical Source Materials."

Von Falkenhausen, Lothar. "Social Ranking in Chu Tombs: The Mortuary Background of the Warring States Manuscript Finds."

Gassman, Robert H. "Through the Han-Glass Darkly: On Han Dynasty Knowledge of the Ancient Chinese term shi "Gentleman."

Mittag, Achim. "The Qin Bamboo Annals of Shuhudi: A Random Note from the Perspective of Chinese Historiography."

Xing, Wen. "Hexagram Pictures and Early Yi Schools: Reconsidering the Book of Changes in Light of Excavated Yi Texts.

Van Ess, Hans. "An Interpretation of the Shenwu fu of Tomb No. 6, Yinwan."

Hsing I-tien (Xing Yitian) 邢義田. "Han Chang'an Weiyang gong qiandian yizhi chutu mujian de xingzhi" 漢長安未央宮前殿遺址出土木簡的性質 [The Nature of the Wood Strips Recovered from the Site of the Weiyang Palace of Han Chang'an],Dalu zazhi 大陸雜誌 100:6 (2000):1-4.

_____. "Handai bihua de fazhan yu bihua mu" 漢代壁畫的發展與壁畫墓 [Tomb Wall Illustration and the Development of Han Wall Ilustration] , Lishi yuyan yanjiusuo ji kan 歷史語言研究所集刊57.1 (1986):139-170

_____. "Han huaxiang "Kongzi jian Laozi tu" guo yan lu" 漢畫像「孔子見老子圖」過眼錄 [A Look at the Han Illustration "Confucius Meets Laozi"]," 九州學林 2:.2(2004):313-32.

Han zhuan 汉砖 [Han Decorated Bricks]. Web site. Images of thirteen decorated bricks from the Han dynasty. http://www.cnread.net/cnread1/lszl/y/yiming/hz/index.html

Loewe, Michael. Records of Han Administration. 2 vols. Cambridge: Cambridge University Press, 1967-68.  A pioneering study based on the administrative records on bamboo and wood strips found at Chü-yen (Juyan).

_____. "State Funerals of the Han Empire," BMFEA 71 (1999):5-72.

Psarras, Sophia-Karin. "Xiongnu Culture: Identification and Dating," CAJ 39 (1995).1:102-36.

_____. "Pieces of Xiongnu Art, " CAJ 40(1996);234-59.

Wu Hung. Monumentality In Early Chinese Art And Architecture. Stanford, Calif. : Stanford University Press, 1995.

_______. The Wu Liang Shrine : The Ideology Of Early Chinese Pictorial Art. Stanford, Calif. : Stanford University Press, 1989. 

Yang, L. S. “A Note on the So-called TLV Mirrors and the Game Liu-po,” HJAS 9.3-4 (1947): 202-6.

_____. “An Additional Note on the Ancient Game Liu-po,” HJAS 15.1-2 (1952): 124-39.

Yang, Xiaoneng, ed. The Golden Age of Chinese Archaeology: Celebrated Discoveries from the People’s Republic of China. New Haven and London: Yale University Press, 1999. 

_____, ed. New Perspectives on China’s Past: Chinese Archaeology in the Twentieth Century. 2 vols. New Haven: Yale University Press, 2004.


i. Foreign Relations/Frontier Peoples 

Digital Archive of Tokyo Bunko Rare Books.   This site presents digitized versions of narratives of exploaration of the Silk Road primarily by late 19th and Early 20th century Western and Japanese explorers.  Includes the works of such men as Aurel Stein, Albert von Le Coq, Paul Pelliot, Sergei Oldenburgand Sven Hedin -- twenty-nine authors in all.  Excellent reporductions of plates and diagrams.  Invaluable.  http://dsr.nii.ac.jp/toyobunko/index.html.en

Hsing I-tien (Xing Yitian) 邢義田. "Gudai Zhongguo ji Ouzhou wenxian, tuxiang yu kaogu ziliao zhong de 'Hu ren' waimao" 古代中國及歐亞文獻、圖像與考古資料中的「胡人」外貌 [The Appearance of the "Hu people" in Ancient Chinese and European Documentary, Pictorial and Archeological Materials], Guoli Taiwan daxue meishushi yanjiu jikan 國立台灣大學美術史研究集刊 9(2000):15-99. 

Kurihachi Tomonobu 栗原朋信.  "Kan teikoku to shuhen shoku minzoku" 漢帝国と周辺諸民族 [The Han Empire and the Surrounding Peoples]. In Sekai rekishi 4 kodai Tō Ajia no seikei  I  世界歴史 4 古代東アジアの成形 I. Tōkyō:  Iwanami Shoten, 1970, 445-86.

McGovern, W.M. The Early Empires of Central Asia. Chapel Hill: University of North Carolina Pres, 1939.

Psarras, Sophia-Karin. "Han and Xiongnu. A Reexamination of Cultural and Political Relations (I)," MS 51 (2003):55-236; (II) MS 52 (2003):37-93.

_____. "Xiongnu Culture: Identification and Dating," CAJ 39 (1995).1:102-36.

Vovin, Alexander. "Did the Xiongnu Speak a Yeniseian Language," CAJ 44 (200)1:87-104. 

Silk Road Seattle. Web site.  Maintained by the Simpson Center for the Humanities at the University of Washington. "Silk Road Seattle is an ongoing public education project using the "Silk Road" theme to explore cultural interaction across Eurasia from the beginning of the Common Era (A. D.) to the Seventeenth Century. Our principal goal is to provide via the Internet materials for learning and teaching about the Silk Road. Much is available here already: historical texts, well illustrated web pages on historic cities and architecture and on traditional culture of the Central Asian nomads, extensive annotated bibliographies of resources, an electronic atlas, and a stunning virtual art exhibit drawing on museum collections from around the world." This site links to a broad range of primary and secondary materials and is useful for all levels from K-12 to advanced researchers. Maps. Links. Texts. Illustrations. Maps. Timelines. http://depts.washington.edu/uwch/silkroad/index.html/

The Western Regions according to the Hou Hanshu: The Xiyu juan. “Chapter on the Western Regions” from Hou Hanshu 88. Second Edition. Web site. (Extensively revised with additional notes and appendices) Translated by John E. Hill. September 2003. (Silk Road Seattle website.) http://depts.washington.edu/silkroad/texts/hhshu/hou_han_shu.html

The Peoples of the West from the Weilue 魏略 by Yu Huan 魚豢: A Third Century Chinese Account Composed between 239 and 265 CE Quoted in zhuan 30 of the Sanguozhi Published in 429 CE.  Web site. Draft English translation by John E. Hill June, 2004. (Silk Road Seattle website.) http://depts.washington.edu/silkroad/texts/weilue/weilue.html


j. Science and Technology

Needham, Joseph, et al., eds. Science and Civilisation in China. 7 volumes projected. Cambridge: Cambridge University Press, 1954-. Monumental. This is to be consulted for any subject pertaining to science or technology. Comprehensive bibliographies.

de Saussure, Leopold. Les origines de l'astronomie chinoise (Paris: Maisonneuve, 1930; rpt., Taibei: Chengwen, 1967).

Sun, Xiaochun and Jacob Kistemaker. The Chinese Sky during the Han: Constellating Stars and Society. Leiden: E.J. Brill, 1997. 

Sivin, Nathan.  "Science and Medicine in Imperial China—The State of the Field," 1998. The Journal of Asian Studies  47.1 (1998), 41–90. 

Sivin, Nathan and G.E.R Lloyd.  The Way and the Word: Science and Medicine in Early China and Greece.  New Haven:  Yale University Press, 2002.  Chapter 5 offers a suucinct  and insightful overview of the fundamental issues of the history of early Chinese science.

Veith, Ilza. Huang Di nei jing su wen. The Yellow Emperor's Classic of Internal Medicine. Berkeley: University of California Press, 1966.  A poor translation that is widely available.  Those interested in this text should consult the Nathan Sivin article above or Sivin's entry in Loewe, Michael, ed. Early Chinese Texts: A Bibliographical Guide.  Berkeley, 1993, 196-215.

Unschuld, Paul. Huang Di nei jing su wen: Nature, Knowledge, Imagery in an Ancient Chinese Medical Text.  Berkeley: University of California Press, 2003.

k. Electronic Texts of Primary Sources

Scripta Sinica. This site, which is maintained by the Academia Sinica Computing Center, contains searchable e-texts for the dynastic histories (Ershiwu shi) and the Thirteen Classics (Shisan jing), encyclopedis, essays and belles lettres. Indispensible. http://www.sinica.edu.tw/ftms-bin/ftmsw3

Chinese Agricultural History and Culture. Maintained by The Institute for the History of Natural Science, Chinese Academy of Sciences. This site covers the entire range of the history of agriculture in China and offers e-texts of ancient and modern works, news of the field, current agricultural policy, illustrations, links to tables of contents of relevant journals, and so forth. http://www.agri-history.net/

Zi zhi tong jian 資治通鋻  Searchable electronic editions of Sima Guang's (1019-86) monumental chronological history of China from 403 B.C. to A.D. 959. This work serves as an important supplement and corroboration for the standard histories. Those approaching this text for the first time will want to read the entry in Wilkinson, Chinese History: A Manual, 499-500. Juan 54-78 covering the end of the Han and the Sanguo period have been translated into English by Achilles Fang and Rafe de Crespigny. See entries under Eastern Han-Sanguo.   http://www.cnread.net/cnread1/lszl/s/simaguang/zztj/index.html


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